1.10 Provisions of Civil Service Act & Regulations

1.10 Governance System and Government (Federal, Provincial, and Local) 🏛️


🏛️ Governance System

🎯 Fundamental Aspects of Governance System

Modern governance can basically be categorized into two types:

  1. Parliamentary form of governance

  2. Presidential form of governance

While the structure of government may be:

  • Unitary

  • Federal


⚙️ Role of Governance System

Geographical situation, civic sense, environment, natural resources, political ideology, social norms, values, and nature of government itself influence the role of governance.

Roles of governance system are:

  1. Regulating resource management

  2. Public mobilization

  3. Public service delivery

  4. Monitoring and evaluation of government functions

  5. Mirroring public aspirations and expectations


👥 Aspects/Actors of Governance System

Aspect
Description

Legislature

Formulates laws and directs, monitors executive towards efficient functioning for meeting public needs and expectations. Works as a reservoir of public opinion.

Executive

Executes the laws and directions of the Legislature. Formulates and implements rules and procedures to run general administration.

Judiciary

Dispenses justice and interprets the law.

Constitutional bodies

Part of government machinery; carry out executive functions for smooth administration.

Private sector

Business or private sector is an indispensable partner in development.

International Community

UNO, its specialized agencies, regional and international organizations.

Social Sector

Social service, NGO, civil society, cooperatives, community-based organizations.


✅ Characteristics/Features of Governance System

  • Civilian supremacy

  • Rule of law

  • Representative system

  • Regulatory power

  • Periodic election

  • Executive, Legislature, and independent Judiciary

  • Separation and check and balance of power

  • Independent and competent judiciary

  • Embracement of human rights

  • Cooperation and coordination of the government with private sector, civil society, NGOs, and INGOs


🗺️ Political and Administrative Structure of Governance

Political Structure of Governance can be studied under two approaches:

Basis of Classification
Types

Based on structure of State

Federal governance structure, Unitary governance structure

Based on form of governance

Presidential governance system, Parliamentary governance system


🧩 Ingredients/Components of Political Structure of Governance

  1. Head of state

  2. Head of the government

  3. Council of ministers

  4. Parliament

  5. Local bodies

  6. Political parties


🏢 Political Structure of Governance

🇺🇳 Unitary Governance System

  • All authorities of using power and resources remain in the centre.

  • Governance done according to central policy and legal provisions.

  • Limited authority delegated to regional and local bodies.

  • No separate and autonomous government and parliament at regional/local levels.

  • Central judicial and administrative mechanism has wide scope throughout the country.

✅ Strengths

  • Powerful and effective central government

  • Simple and easy-to-control governance system

  • Facilitates national unity and solidarity

  • Easier coordination and cooperation among government bodies

  • Economy in carrying out governance functions

❌ Weaknesses

  • Inefficient in addressing geographical, cultural, and ethnic diversity

  • Central administrative mechanism is out-of-reach to listen to local voices

  • Excessive dependence of people on the centre

  • Huge workload at central level, poor implementation at local level

  • Poor utilization and mobilization of local resources

  • Poor public participation in governance system


🌐 Federal Governance System

  • Mixed mode of governance with central government and regional governments in a single political system.

  • Multi-layer government modality: central, provincial/state, and local governments.

  • State authority divided among Federation/Union, autonomous provinces/states, and local governments.

  • Acknowledges both self-rule and shared rule.

  • Lean central government and parliament along with autonomous provincial government and parliament.

  • Regarded as best modality for decentralized governance with principle of subsidiary.

✅ Strengths

  • Effective and efficient utilization and mobilization of local resources

  • Recognition of socio-cultural, ethnic, and geographical diversity

  • Ensures proportional representation and promotes inclusive development

  • Catalyzes public participation and ownership

  • Democratic exercise realized at local level

  • Promotes local self-reliance, good governance, and rapid socio-economic growth

❌ Weaknesses

  • Costly for small countries like Nepal

  • Conflict between federation and states regarding allocation of resources and authority

  • May pose threat to national unity with inefficient central government

  • Cumbersome dual governance system


🏛️ Presidential Governance System

  • Executive power exercised by the "Head of the State".

  • Elected by direct vote of people or through electoral voting system.

  • Legislature can only remove president through impeachment by two-thirds majority.

✅ Merits

  • Political stability

  • Principle of separation of power highly embraced

  • Head of state directly accountable to people

  • Council of ministers accountable to head of state

  • Legislature free from government-making process

❌ Demerits

  • Head of state can act autocratically

  • Council of ministers not accountable to parliament

  • May not be suitable for multilingual, multi-ethnic, multicultural countries

  • Ministers not directly accountable to people


🏛️ Parliamentary Governance System

  1. Executive power exercised by the head of the government.

  2. Parliament has crucial role in formation of government.

  3. Head of government elected from among parliamentarians.

✅ Merits

  • Head of government and council of ministers accountable to parliament

  • Ensures inclusive representation of all groups

  • Council of ministers subject to parliamentary control

  • Prevents authoritarianism of head of government

❌ Demerits

  • Government with majority may violate separation of power

  • Hung parliament can make government feeble and unstable

  • Political instability compared to presidential system

  • Legislature engaged in government-making business

  • Legislature may become authoritarian


🏢 Administrative Structure of Governance

  1. Central Administrative Structure:

    • Links to central government

    • Supports policy making

    • Monitors and directs subordinate mechanisms

    • Includes ministries, departments, commissions, constitutional bodies

  2. Regional/Provincial Administrative Structure:

    • Acts as bridge between central and local administrative structures

  3. Local Administrative Structure:

    • Involved in service delivery and development

    • Formulates and implements policies at local level

    • Includes district level offices, rural/municipal offices


🇳🇵 Nepal's Governance System

Governance system determined by historical, geographical, political, socio-cultural, and international environment.

Historical Timeline:

Period
Description

Traditional governance system (before 2007 BS)

Ancient: Gopal, Ahir, Kirat, Lichhavi rulers Medieval: Malla kings, Baise, Chaubise, Sen States Unification: 26 thities and Dibyopadesh Rana rule: Feudal and autocratic (104 years)

Modern governance system (after 2007 BS to present)

Democratic: 2007–2017 BS Panchayat: 2017–2037 BS Restoration of democracy: 2046 BS onward Federal republic: Second People's Movement, Constitution 2072


📜 Salient Features of Nepal's Current Governance System

  1. Democratic republic system

  2. Federal governance system

  3. Parliamentary system of governance

  4. Inclusive democracy and proportional representation

  5. Civilian supremacy

  6. Separation, and check and balance of power

  7. Secular state

  8. Mixed electoral system (FPTP + Proportional)

  9. Provision of fundamental rights

  10. Provision of constitutional bodies


📋 Provisions of Constitution of Nepal on State Policies (Article 51)

(b) Policies relating to political and governance system of State:

  • Guarantee best interests and prosperity through economic, social, cultural transformations

  • Maintain rule of law by protecting and promoting human rights

  • Implement international treaties and agreements

  • Guarantee good governance with equal and easy access to services

  • Make public administration fair, competent, impartial, transparent, corruption-free, accountable, participatory

  • Make mass media fair, healthy, impartial, decent, responsible, professional

  • Develop harmonious relations between Federal Units through sharing of responsibilities, resources, administration


🏘️ Local Governance

  • Exercise of economic, political, administrative authority to manage state affairs at local level.

  • Fundamental functions, resources, authorities, and responsibilities at sub-national level.

  • Local bodies independent and autonomous for local decisions.

  • Platform to execute "Principle of Subsidiarity".


🏘️ Local Governance in Nepal

  • Federal governance system with strong, independent, autonomous local governments.

  • Decentralization Act, 2039 – foundation stone.

  • Local Self-Governance Act, 2055 – legal framework.

  • Local Government Operation Act, 2074 – current legal platform.

  • 753 local level governments formed through local elections.

  • Local levels autonomous for administration, development, service delivery.

  • Civil rights ensured for participation and ownership.

  • Local governments have political, financial, administrative authority.


🏛️ Federal, Provincial, and Local Government

Constitution envisions three levels:

  • Federal – 35 exclusive powers (Schedule 5)

  • Provincial – 21 exclusive powers (Schedule 6)

  • Local – 22 exclusive powers (Schedule 8)


🏛️ The Federal Government

  • Head of state: President (ceremonial)

  • Head of executive: Prime Minister (appointed by Parliament)

  • Constitutional bodies heads appointed by President on recommendation of Constitutional Council.

  • Structure defined in Part 7 of Constitution.

📜 Federal Executive: Part 7

  • Form of government: Multi-party, competitive, federal, democratic, republican, parliamentary.

  • Executive power: Vested in Council of Ministers.

  • Constitution of Council of Ministers: President appoints PM; Council max 25 ministers including PM.

  • President may dissolve House of Representatives on PM's recommendation.

Vacation of office of PM and Minister:

  1. Resignation in writing to President

  2. Vote of confidence not passed or vote of no-confidence passed

  3. Ceases to be member of House of Representatives

  4. Death


📜 Federal Legislature: Part 8

  • Bicameral: House of Representatives + National Assembly = Federal Parliament.

House of Representatives:

  • Total: 275 members

  • 165 – FPTP electoral system

  • 110 – Proportional electoral system

  • Voting age: 18 years

  • At least 1/3 women from each party

  • Term: 5 years

National Assembly:

  • Permanent House

  • Total: 59 members

  • 56 elected: 8 from each state (at least 3 women, 1 dalit, 1 disabled/minority)

  • 3 nominated by President (at least 1 woman)

  • Election by electoral college of State Assembly, chairpersons, mayors

  • Term: 6 years (1/3 retire every 2 years)

  • Candidate age: 35 years

  • Voter age for NA: 21 years


🏛️ Provincial Governments

  • 7 provinces – second level of governance.

  • Structure defined in Part 13 of Constitution.

📜 Province Executive: Part 13

  • Executive power: Vested in State Council of Ministers.

  • Chief of State: Representative of Government of Nepal; appointed by President; term 5 years; max once in same province.

  • Qualification: 35 years, not disqualified.

Constitution of State Council of Ministers:

  • Chief of Province appoints leader of majority party as Chief Minister.

  • Council max 20% of total State Assembly members including CM.

📜 State Legislature: Part 14

  • Unicameral: State Assembly.

State Assembly:

  • 60% – FPTP electoral system

  • 40% – Proportional electoral system

  • Number: Twice as many as HoR members from state through FPTP

  • Voting age: 18 years

  • Vacancy filled if term > 6 months

  • Term: 5 years

  • Qualifications: Citizen, voter of state, 25 years, not convicted, not disqualified, not holding office of profit.


🏘️ Local Government

  • Third level of government.

  • Defined as rural municipalities, municipalities, district assemblies.

  • 77 districts with district assemblies.

  • 753 local levels:

    • 6 metropolises

    • 11 sub-metropolises

    • 276 municipalities

    • 460 rural municipalities

  • 22 exclusive powers (Schedule 8).

  • 15 concurrent powers for all three levels.


📜 Local Executive: Part 17

  • Executive power: Vested in Village Executive or Municipal Executive.

  • Chairperson/Vice-Chairperson:

    • Chairperson in each Village Body.

    • Village Executive includes 4 women members + 2 dalit/minority members.

    • Eligibility age: 21 years

    • Term: 5 years

    • Max two terms as Chairperson.

📜 Local Legislature: Part 18

  • Legislative power: Vested in Village Assembly and Municipal Assembly.

Composition:

  • Chairperson/Mayor, Vice-Chairperson/Deputy Mayor, Ward Chairpersons, 4 members from each ward, Dalit/minority members.

  • At least 2 women from each ward.

  • Each ward has Ward Committee (Chairperson + 4 members) – elected by FPTP.

  • Candidate age: 21 years

Judicial Committee:

  • 3-member committee coordinated by Vice-Chairperson (rural) or Deputy Mayor (municipal).

  • 2 members elected by Village/Municipal Assembly.


🏛️ District Assembly and District Coordination Committee

  • District Assembly: Coordinates between rural municipalities and municipalities.

  • Composition: Chairpersons, Vice-Chairpersons, Mayors, Deputy Mayors.

  • First meeting within 30 days of election results.

  • District Coordination Committee: Max 9 members (Chief, Deputy Chief, ≥3 women, ≥1 Dalit/minority).

  • Term: 5 years.


🔗 Interrelations between Federation, State, and Local Level: Part 20

Legislative interrelations:

  • Federal Law applicable to whole/part of Nepal.

  • State Law applicable to whole/part of state.

  • If ≥2 states request, Federal Parliament may make laws on Schedule-6 matters.

Relations between Federation, State, Local level:

  • Based on cooperation, coexistence, coordination.

  • Government of Nepal may give directions to State Council of Ministers.

  • President may warn, suspend, or dissolve State Council and Assembly if sovereignty threatened.

  • Suspension/dissolution must be ratified by 2/3 of Federal Parliament within 35 days.

  • Election within 6 months if ratified.

  • Federal rule may make laws on State matters during suspension.

Relations between States:

  • Assist in execution of legal provisions, judicial/administrative decisions.

  • Exchange information, consult, coordinate, extend mutual assistance.

  • Provide equal security and treatment to residents of other states.


🤝 Inter-State Council

  • Settles political disputes between Federation and State, and between States.

Position
Member

Chairperson

Prime Minister

Member

Minister for Home Affairs

Member

Minister for Finance

Member

Chief Ministers of concerned States

  • Meets as required.

  • May invite concerned ministers and experts.

  • Rules determined by Council itself.


🔄 Coordination

  • Federal Parliament makes laws for coordination.

  • State Assembly maintains coordination between State and Local levels.

  • Processes for dispute settlement provided in State law.


🚚 Inter-State Trade

  • No obstruction to carriage of goods/services between states/local levels.

  • No discrimination or extra taxes/fees/charges.


⚖️ Not to Affect Jurisdiction of Constitutional Bench

  • Nothing in Part 20 affects jurisdiction of Constitutional Bench of Supreme Court under Article 137.


⚖️ Constitutional Bodies

S.N.
Name
Part
Article
Member
Qualification & Experience

1

Commission for Investigation of Abuse of Authority (CIAA)

21

238

Chief Commissioner + 4 Commissioners

Bachelor Degree + 20 Years Experience

2

Auditor General

22

240

1 Auditor General

Bachelor Degree + 20 Years Experience

3

Public Service Commission

23

242

Chairperson + 4 members

Master's Degree

4

Election Commission

24

245

Chief Commissioner + 4 Commissioners

Bachelor Degree

5

National Human Rights Commission

25

248

Chairperson + 4 members

Bachelor Degree

6

National Natural Resources and Fiscal Commission

26

250

Max 5 members including Chairperson

Bachelor Degree + 20 Years Experience

7

National Women Commission

27

252

Chairperson + 4 members

Bachelor Degree

8

National Dalit Commission

27

255

Chairperson + 4 members

Bachelor Degree

9

National Inclusion Commission

27

258

Chairperson + Max 4 members

Bachelor Degree + at least 10 Years

10

Indigenous Nationalities Commission

27

261

Chairperson + Max 4 members

-

11

Madhesi Commission

27

262

Chairperson + Max 4 members

-

12

Tharu Commission

27

263

Chairperson + Max 4 members

-

13

Muslim Commission

27

264

Chairperson + Max 4 members

-

Appointment: President appoints on recommendation of Constitutional Council.

Age: Minimum 45 years, maximum 65 years.

Term: 6 years from appointment.

Removal: Impeachment under Article 101.


Part 1: Constitution or proclamation equivalent to Constitutions Part 2: Act or ordinance Part 3: Rules, orders, or Letter of Authorization issued by Government of Nepal Part 4: Appointment or other Notice made pursuant to constitution Part 5: Notice published pursuant to Act, Rule, order, or decision of Government Part 6: Treaties or accords made with other nations


📊 Official Hierarchy of Nepal (Published April 29, 2019)

Hierarchy
Position

1

President

2

Vice-president

3

Prime Minister

4

Chief Justice

5

Speaker of HoR, Chairman of National Assembly

6

Ex-president, Deputy PM, Ex-Deputy president, Ex-PM, Ex-Chairman of Council of Ministers

7

Chief of Province (Governor) of concerned province

8

Ministers of GoN, Chief Minister of concerned province, Chief of Province (out of province), Leader of opposition in HoR, Recipients of Nepal Ratna, Ex-Chief Justice, Chairman of Constituent Assembly, Deputy Speaker of HoR, Deputy Chairman of NA, Deputy leader of parliamentary party in Government, Ex-Chairman of NA, Ex-Deputy PM

9

State Ministers of GoN, Chief Whip of HoR (Government), Chief Whip of HoR (Opposition), Presidents of HoR committees, Chairmen of NA committees, Deputy Chairman of NPC, Supreme Court Judges, Chiefs of Constitutional Bodies, Attorney General, Leader of Government in NA, Chief Whip of NA (Government), Leader of Opposition in NA, Chief Whip of NA (Opposition), Speaker of Provincial Assembly

10

Assistant Ministers of GoN, Members of HoR, Members of NA, Ex-Ministers of GoN, Chief Judges of High Court, Ministers of Provincial Government, Deputy Speaker of Provincial Government, State Ministers of Provincial Government, Presidents of Provincial Assembly committees, Mayor of Kathmandu Metropolitan City, Members of Constituent Assembly, Ex-MPs, Chief Secretary of GoN, Chief of Army Staff

11

Assistant Ministers of Provincial Government, Whip of Provincial Assembly, Members of Provincial Assembly, Mayors of Metropolitan Cities (except Kathmandu), Chairperson of District Coordination Committee

12

Members/Commissioners of Constitutional Bodies, Member of Judicial Council, Members of NPC, Secretary General of Federal Parliament, Chief Register of Supreme Court, Governor of Nepal Rastra Bank, Chancellor of Pragya Pratisthan, Vice Chancellor of Universities

13

Secretary/Gazette Special Class officers of GoN, Recipients of Nepal Gaurav, Nepalese Ambassador, Foreign Ambassador to Nepal, Secretary General of SAARC, Lieutenant General (Rathi), IGP of Nepal Police and Armed Police Force, Investigation Director of NID, Register of Supreme Court, Deputy Attorney General, Deputy Auditor General, Chief Secretary of Provincial Government, Vice Chancellor of Pragya Pratisthan, Professor of Universities, Mayor of Sub-Metropolitan Cities, Deputy Mayor of Kathmandu

14

Judges of High Court, UN Residential Coordinator of Nepal

15

Chairman of Provincial Public Service Commission, Mayor of Municipality, Major General (Upa-Rathi), AIG of Nepal Police and Armed Police Force, Additional Chief Investigation Director of NID, Members of Provincial Public Service Commission

16

Deputy Chairperson of District Coordination Committee, Chairperson of Rural Municipality, Deputy Mayor of Municipality, Joint Secretary/Gazette First Class Officers of GoN, District Judges, Secretary of Provincial Government, Chief District Officer (Gazette First Class), Associate Professor of Universities

17

Brigadier General (Sahayak Rathi), DIG of Nepal Police and Armed Police Force, Investigation Director of NID, Foreign Consular General, Colonel (Maha-Senani), Senior Superintendent of Police, Joint Investigation Director of NID, Gazette First Class Officers of Provincial/Local Level, CDO (Gazette Second Class), Chief/Executive of Corporations, Deputy Chairman of Rural Municipality

18

Under Secretary/equivalent of GoN, Lieutenant Colonel (Pramukh Senani), Superintendent of Police, Deputy Investigation Director of NID, Deputy Professor of Universities

19

Major (Senani), Deputy Superintendent of Police, Chief Investigation Officer of NID (Gazette 2nd)

20

Captain (Saha-Senani), Section Officers of GoN (Gazette 3rd), Assistant Professors of Universities

21

Lieutenant (Upa-Senani), Inspector of Police, Investigation Officer of NID

22

Section Officers of Provincial/Local Level (Gazette 3rd), Second Lieutenant (Sahayak Senani)

Source: Ministry of Home Affairs, GoN